Merrill Lynch and two units of Wells Fargo have agreed to pay $60 million in combined penalties to settle Securities and ...

Merrill Lynch has made a series of recent hires ... Fla. He had been with Wells Fargo, where he managed $125 million in client assets and produced $1.1 million in annual revenue.

Wells Fargo Advisors, with close to 12,000 financial advisors, appears poised to have a successful year recruiting financial advisors, according to one recent industry report. “Merrill Lynch and ...

Transier has been in the industry since 1998, when she registered with J.P. Morgan, according to her BrokerCheck record. She had stints at Donaldson, Lufkin & Jenrette; Credit Suisse First Boston; and ...

RBC Wealth Management has recruited a team in Texas that managed $500 million at Merrill Lynch, according to a news release.

Wells Fargo said retirements drove its financial ... hired more advisers in than had left for competitors. Read more: Merrill Lynch hiked starting salaries for trainee advisers by $10,000 and ...

The latest additions to Raymond James & Associates in Ohio and Florida join the firm from Wells Fargo and Morgan ... that began with a $740 million Merrill Lynch team in Alaska, followed by ...

Sonia M. Toledo joined Wells Fargo Securities in 2010 from Bank of America Merrill Lynch, where she headed the Northeast Region. Over her 26 year career, she has led a number of complex ...

Bank of America Merrill Lynch holds steady in second place for a fifth year even though its team total falls by five, to 40. Wells Fargo Securities repeats at No. 3 despite its total jumping from ...